〈Definitions〉
Article 3
The term "securities enterprises" as used in these Regulations shall mean
securities firms and financial institutions, concurrently engaging in
securities business, approved to establish and issued a license by the
Financial Supervisory Commission (hereinafter referred to as “FSC") in
accordance with the “Securities & Exchange Act” and the “Standards
Governing the Establishment of Securities Firms”.
The term “domestic securities firm approved to conduct spot foreign exchange
transaction business” (hereinafter referred to as “DSF") as used in these
Regulations shall mean a securities firm approved by the Central Bank of the
Republic of China (Taiwan) (hereinafter referred to as “the Bank”) to conduct
businesses set out in Subparagraph 2, Paragraph 1 of Article 4 herein.
The provisions of Article 4 of the Regulations Governing Foreign Exchange
Business of Banking Enterprises shall apply mutatis mutandis to the definitions
of the terms "foreign exchange derivatives”, “complex high-risk foreign
exchange derivatives”, “structured product”, “professional customer”,
“professional institutional investor” and “high net worth corporate investor”
used in these Regulations.