Chapter

Laws and Regulations Database of the Central Bank of the Republic of China-Chapter

Title： Regulations Governing Foreign Exchange Business of Securities Enterprises Inactive Regulations

Announced Date：December 26, 2013

Date：March 27,2017（effective from March 29,2017）

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	Section 1　　Securities Related Business Involving Foreign Exchange
	Subsection 1　　Foreign Currency Denominated International Bond Business
	Chapter 1　　General Principles
	Section 1　　Securities Related Business Involving Foreign Exchange
	Section 2　　Spot Foreign Exchange Transactions in Connection with Securities Business
	Chapter 2　　General Provisions – Operation and Management of Foreign Exchange Business
	Section 2　　Spot Foreign Exchange Transactions in Connection with Securities Business
	Section 2　　Proprietary Trading of Foreign Securities Business
	Subsection 3　　Offshore or Foreign Currency Warrant Business
	Section 3　　Foreign Exchange Derivatives Business
	Chapter 3　　Detailed Provisions – Operation and Management of Foreign Exchange Business
	Chapter 4　　Operation and Management of Renminbi Business
	Subsection 4　　Business of Accepting Orders to Trade Foreign Securities
	Subsection 5　　Business of Trading Foreign Bonds as an Agent
	Chapter 5　　Supplemental Provisions
	Subsection 6　　Business of Acting as a Participating Dealer of an Offshore Exchange Traded Fund
	Subsection 7　　Business Involving Domestically Issued Foreign Currency Denominated ETFs
	Subsection 8　　Offshore Fund Master Agency Business
	Subsection 9　　Private Placement of Offshore Funds business
	Subsection 10　　Business of Conducting Wealth Management involving Foreign Currencies by Means of Trust

Laws and Regulations Database of the Central Bank of the Republic of China(Taiwan)