Laws and Regulations Database of the Central Bank of the Republic of China(Taiwan)

Section 8　　Trading Foreign Bonds as an Agent

Article 39   
A securities enterprise that intends to trade foreign bonds as an agent shall apply 
to the Bank for approval by submitting documents provided in Article 6 herein, and in 
addition, a business plan (including business introduction, operating procedure and risk 
management). 

Article 40
When a securities enterprise trades foreign bonds as an agent, payment shall be 
remitted by the buyer directly into an account designated by the foreign financial 
institution. The receipt/payment for investment, redemption, and settlement, fees 
charged by the foreign financial institution and other fees shall be made in foreign 
currency.