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Laws and Regulations Database of the Central Bank of the Republic of China-Chapter

Title: Regulations Governing Foreign Exchange Business of Securities Enterprises Inactive Regulations Open new window for Chinese

Date:December 26, 2013

Section 1  Proprietary Trading and Underwriting of Foreign Currency Denominated International Bonds
Chapter 1  General Principles
Section 1  Proprietary Trading and Underwriting of Foreign Currency Denominated International Bonds
Section 2  Proprietary Trading of Foreign Securities
Chapter 2  General Provisions – Operation and Management of Foreign Exchange Business
Section 2  Proprietary Trading of Foreign Securities
Section 3  Spot Transaction Business Between Foreign Currencies
Chapter 3  Detailed Provisions – Operation and Management of Foreign Exchange Business
Chapter 4  Operation and Management of Renminbi Business
Section 4  Foreign Exchange Derivatives Business
Section 5  Structured Products Business
Chapter 5  Supplemental Provisions
Section 6  Offshore or Foreign Currency Warrant Business
Section 7  Accepting Orders to Trade Foreign Securities
Section 8  Trading Foreign Bonds as an Agent
Section 9  Offshore Fund Master Agency Business
Section 10  Private Placement of Offshore Funds
Section 11  Purchase and Redemption of Offshore ETFs Business
Section 12  Wealth Management Business Involving Non-discretionary Money Trust
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