Laws and Regulations Database of the Central Bank of the Republic of China(Taiwan)

Section 5　　Structured Products Business

Article 33  
The structured products business linked to foreign currency denominated financial 
products undertaken by securities enterprises (hereinafter referred to as “structured 
products business”) may be linked to the following underlying:
1.Foreign securities;
2.Foreign stock indices and futures indices;
3.Foreign currency interest rate indices;
4.A combination of underlying products provided in the preceding three subparagraphs;
5.Foreign currency denominated international bonds issued in Taiwan and listed on GTSM; 
　and
6.Other underlying products as approved by the Bank.
The underlying products mentioned in the preceding paragraph exclude credit risk and 
exchange rate indices. Where the target buyers of the underlying assets are restricted 
according to the applicable regulations of the FSC, the target buyers of the structured 
products concerned shall also be restricted by the same regulations.

Article 34  
The provisions in Paragraphs 3 & 4 of Article 29, and Articles 30 ~ 32 shall apply 
mutatis mutandis when securities enterprises conduct the structured products business.