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Laws and Regulations Database of the Central Bank of the Republic of China-Chapter

Title:Regulations Governing Foreign Exchange Business of Securities Enterprises Open new window for Chinese

Announced Date:December 26, 2013

Date:Amended on December 28, 2017(effective from December 30, 2017)

Chapter 1  General Principles
Chapter 2  General Provisions – Operation and Management of Foreign Exchange Business
Section 1  Application and Commencement of Foreign Exchange Business
Section 2  Management of Foreign Exchange Business
Chapter 3  Detailed Provisions – Operation and Management of Foreign Exchange Business
Section 1  Securities Related Business Involving Foreign Exchange
Subsection 1  Foreign Currency Denominated International Bond Business
Subsection 2  Proprietary Trading of Foreign Securities Business
Subsection 3  Offshore or Foreign Currency Warrant Business
Subsection 4  Business of Accepting Orders to Trade Foreign Securities
Subsection 5  Business of Trading Foreign Bonds as an Agent
Subsection 6  Business of Acting as a Participating Dealer of an Offshore Exchange Traded Fund
Subsection 7  Business Involving Domestically Issued Foreign Currency Denominated ETFs
Subsection 8  Offshore Fund Master Agency Business
Subsection 9  Private Placement of Offshore Funds business
Subsection 10  Business of Conducting Wealth Management involving Foreign Currencies by Means of Trust
Section 2  Spot Foreign Exchange Transactions in Connection with Securities Business
Section 3  Foreign Exchange Derivatives Business
Chapter 4  Operation and Management of Renminbi Business
Chapter 5  Supplemental Provisions
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